Simplifying Financial Compliance for Charles Schwab's Platform
Codal redesigned Charles Schwab’s compliance platform, transforming a legacy system into a streamlined web application. By consolidating over 550 screens into 7 templates and integrating automated workflows with real-time feedback, the platform enhances efficiency and usability for employees and clients. The solution addresses complex compliance tasks, such as monitoring trading activity, by simplifying workflows and reducing manual effort. Schwab’s 1.8 million clients benefit from a more intuitive, data-driven experience. The project involved a rigorous discovery phase, including user interviews and technical audits, to identify pain points and optimize functionality. The result is a streamlined compliance tool that improves accessibility and reduces operational burdens.
